An independent review of your organizations compliance risks and practices can help provide invaluable insight into the coverage and effectiveness of your compliance program. The professionals at Searchlight have extensive experience conducting compliance Risk and Performance assessments and developing detailed improvement plans..

Risk Assessment

Our Risk Assessment process examines both your current and planned business practices to assess compliance risk exposure considering both the external and internal forces that could impact your organization. We offer a structured approach to assist with the:

		Identification of key compliance risks
		Prioritization of compliance risks
		Development of risk mitigation plans to address prioritized compliance risks

Our Performance Assessment service reviews the design, implementation and performance of your compliance activities. Our assessment framework (shown below) focuses on the key areas of your compliance program (governance, resources and infrastructure) to gain an understanding of whether they have been designed and implemented effectively and efficiently.

During our assessments we:

		Catalog and review your existing compliance program materials (policies, procedures, reports, etc.) in order to determine if they are comprehensive, accurate and well communicated.
		Conduct interviews with staff to understand employee practices and the extent with which they deviate from your written compliance policies and procedures.
		Perform tests of selected compliance documentation to identify design improvement opportunities that may exist in your compliance controls.

To find out more about our Program Assessment capabilities, contact us today at
(267) 935-9010 or at info@searchlightcompliance.com